Training - Financial Services Courses
We have effectively utilised the wealth of experience gained from working within a variety of Adviser based markets: Independent Financial Advisers, the Law Society, Tied Agents and Direct Selling Advisers. And together with qualified trainers, this has enabled us to formulate a range of successful courses specifically tailored for the benefit of the Financial Adviser in today's marketplace.
Whilst we constantly strive to update and evolve all of our courses, we are pleased to provide the following range of courses for the Financial Adviser.
Money Laundering
This half-day Money Laundering course is designed to provide staff with awareness of the latest regulatory requirements, for meeting and maintaining the required standards laid down by the FSA and the Government.
Mortgage Adviser Training
We offer either a one or two-day training course for people taking the CeMAP or CF 6 exam. Also, we conduct Individual Competence & Knowledge Assessments for Mortgage advisers.
Supervisor Training
We provide a two-day Supervisor Training Course, where day two is tailor-made specifically to the company's own 'firm specific' requirements. We also provide a one-day Generic Supervisor Refresher Course And a Supervisor Annual Assessment
Administrators Course
This one-day course is designed to assist and develop the skills and knowledge of administrators for Financial Services firms.
Induction Training
We offer an Induction Training programme for New Entrant Trainee advisers.
Client Information Gathering
A course based around how to gather information from a client. Includes listening and questioning skills, how to record information efficiently, and how to ensure you meet the regulatory requirements to clearly establish that you 'know your client'.
Suitability Letter Writing
This one-day course covers the content and style of Suitability Letters. It includes the amount of relevant information required, what you must include and even things you can leave out. This is still a very popular course.
Trusts Course
A one-day course, reviewing the most popular trusts used today and when to use them. It includes sessions on the various Trusts available, how to appoint or remove Trustees, and exactly what role the Trustee has within certain Trusts. It also covers some of the recent changes affecting Trusts. Ideal for those in the "professional" market.
Note: Each course will be held locally or in-house, and will include a comprehensive workbook, exercises to complete, handouts and notes. Plus, tea & coffee, and for all day courses, will normally include a buffet lunch.
Please contact us for more details, and particularly if you would prefer the course to be run in-house.